RIA Intel›Advisers›New York›PKS ADVISORY SERVICES, LLC

PKS ADVISORY SERVICES, LLC

Advisory

N·ALBANY, NY

Data as of Jul 29, 2026 · Source: SEC Form ADV

Total AUM

$1.1B

1-Year AUM Growth

-3.8%

3-Year CAGR

-3.1%

Employees

36

Assets Under Management

Total AUM$1.1B

Discretionary AUM$1.0B

Non-Discretionary AUM$51M

Discretionary %95.4%

Total Clients4,428

Team

Total Employees36

Investment Advisers45

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record85

First FilingJun 10, 2003

Latest FilingJul 29, 2026

🔒 Full AUM trend chart and 85 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PKS ADVISORY SERVICES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.