RIA Intel›Advisers›New York›PIVOTAL PLANNING GROUP, LLC

PIVOTAL PLANNING GROUP, LLC

Advisory

N·MELVILLE, NY

Data as of Apr 19, 2021 · Source: SEC Form ADV

Total AUM

$383M

1-Year AUM Growth

+24.3%

3-Year CAGR

+20.1%

Employees

5

Assets Under Management

Total AUM$383M

Discretionary AUM$382M

Non-Discretionary AUM$882K

Discretionary %99.8%

Total Clients—

Team

Total Employees5

Investment Advisers7

Employee Growth (1Y)—

Filing History

Total Filings on Record34

First FilingApr 8, 2010

Latest FilingApr 19, 2021

🔒 Full AUM trend chart and 34 historical filings spanning 11+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PIVOTAL PLANNING GROUP, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.