RIA Intel›Advisers›North Carolina›PISCES FINANCIAL ADVISORS, LLC

PISCES FINANCIAL ADVISORS, LLC

Advisory

NC

Data as of Mar 5, 2026 · Source: SEC Form ADV

Rank in NC
#500
of 516 advisers by AUM
Average account
$694K
across 80 accounts
AUM per adviser
$56M
1 adviser

Source: SEC Form ADV. Figures as filed Mar 5, 2026.

Total AUM
$56M
Discretionary %
100%
Clients
12
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$56M
Discretionary AUM$56M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients12
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InNC
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in NC

Closest by assets under management. All figures from Form ADV.

MORAN TICE CAPITAL MANAGEMENT LLC
$56M
TAYLOR FINANCIAL, LLC
WILMINGTON, NC
$55M
SEAMOUNT INVESTMENTS LLC
CHAPEL HILL, NC
$55M
OCEAN ADVISORS, LLC
CHARLOTTE, NC
$55M
FREITAG FINANCIAL GROUP, LLC
CHARLOTTE, NC
$55M
MAIN STREET FINANCIAL GROUP, INC
TRYON, NC
$57M
+36.7% 1Y

Get the full picture on PISCES FINANCIAL ADVISORS, LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track PISCES FINANCIAL ADVISORS, LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans