RIA Intel›Advisers›Minnesota›PIPER SANDLER & CO.

PIPER SANDLER & CO.

Advisory

N·MINNEAPOLIS, MN

Data as of Mar 23, 2026 · Source: SEC Form ADV

Total AUM

$1.3B

1-Year AUM Growth

0.0%

3-Year CAGR

-8.1%

Employees

31

Assets Under Management

Total AUM$1.3B

Discretionary AUM$0

Non-Discretionary AUM$1.3B

Discretionary %0%

Total Clients2

Team

Total Employees31

Investment Advisers1,402

Employee Growth (1Y)-20.0%

Filing History

Total Filings on Record113

First FilingDec 6, 2000

Latest FilingMar 23, 2026

🔒 Full AUM trend chart and 113 historical filings spanning 26+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PIPER SANDLER & CO.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.