RIA Intel›Advisers›Minnesota›PIPER SANDLER ADVISORS LLC

PIPER SANDLER ADVISORS LLC

Advisory

N·MINNEAPOLIS, MN

Data as of Oct 3, 2024 · Source: SEC Form ADV

Total AUM

$365M

1-Year AUM Growth

-3.7%

3-Year CAGR

-2.7%

Employees

7

Assets Under Management

Total AUM$365M

Discretionary AUM$365M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees7

Investment Advisers10

Employee Growth (1Y)+250.0%

Filing History

Total Filings on Record9

First FilingMar 11, 2020

Latest FilingOct 3, 2024

🔒 Full AUM trend chart and 9 historical filings spanning 4+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PIPER SANDLER ADVISORS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.