RIA Intel›Advisers›New York›PINNACLE ASSOCIATES, LTD.

PINNACLE ASSOCIATES, LTD.

Advisory

N·NEW YORK, NY

Data as of Mar 26, 2026 · Source: SEC Form ADV

Total AUM

$10.4B

1-Year AUM Growth

+23.4%

3-Year CAGR

+6.9%

Employees

33

Assets Under Management

Total AUM$10.4B

Discretionary AUM$10.4B

Non-Discretionary AUM$2M

Discretionary %100%

Total Clients2,568

Team

Total Employees33

Investment Advisers69

Employee Growth (1Y)—

Filing History

Total Filings on Record73

First FilingApr 11, 2001

Latest FilingMar 26, 2026

🔒 Full AUM trend chart and 73 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PINNACLE ASSOCIATES, LTD.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.