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PHOCAS FINANCIAL CORPORATION

Advisory

N·ALAMEDA, CA

Data as of May 12, 2026 · Source: SEC Form ADV

Total AUM
$683M
1-Year AUM Growth
-0.3%
3-Year CAGR
-5.0%
Employees
5
Assets Under Management
Total AUM$683M
Discretionary AUM$683M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients40
Team
Total Employees5
Investment Advisers10
Employee Growth (1Y)-20.0%
Filing History
Total Filings on Record46
First FilingMay 13, 2005
Latest FilingMay 12, 2026
🔒 Full AUM trend chart and 46 historical filings spanning 21+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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