RIA Intel›Advisers›Indiana›PHILLIPS FINANCIAL MANAGEMENT, LLC

PHILLIPS FINANCIAL MANAGEMENT, LLC

Advisory

N·FORT WAYNE, IN

Data as of Mar 17, 2026 · Source: SEC Form ADV

Total AUM

$2.6B

1-Year AUM Growth

+7.6%

3-Year CAGR

+12.8%

Employees

14

Assets Under Management

Total AUM$2.6B

Discretionary AUM$2.3B

Non-Discretionary AUM$344M

Discretionary %87%

Total Clients970

Team

Total Employees14

Investment Advisers32

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record57

First FilingJul 6, 2004

Latest FilingMar 17, 2026

🔒 Full AUM trend chart and 57 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PHILLIPS FINANCIAL MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.