RIA Intel›Advisers›Illinois›PHASE III ADVISORY SERVICES, LTD

PHASE III ADVISORY SERVICES, LTD

Advisory

N·BUFFALO GROVE, IL

Data as of Apr 28, 2026 · Source: SEC Form ADV

Total AUM
$211M
1-Year AUM Growth
+8.6%
3-Year CAGR
+5.3%
Employees
3
Assets Under Management
Total AUM$211M
Discretionary AUM$158M
Non-Discretionary AUM$53M
Discretionary %74.8%
Total Clients366
Team
Total Employees3
Investment Advisers3
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record31
First FilingJan 3, 2005
Latest FilingApr 28, 2026
🔒 Full AUM trend chart and 31 historical filings spanning 21+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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