RIA Intel›Advisers›New Jersey›PGIM, INC.

PGIM, INC.

Institutional

N·NEWARK, NJ

Data as of Feb 4, 2026 · Source: SEC Form ADV

Total AUM

$1.0T

1-Year AUM Growth

+3.1%

3-Year CAGR

-4.2%

Employees

1,440

Assets Under Management

Total AUM$1.0T

Discretionary AUM$1.0T

Non-Discretionary AUM$4.3B

Discretionary %99.6%

Total Clients617

Team

Total Employees1,440

Investment Advisers1,750

Employee Growth (1Y)+3.4%

Filing History

Total Filings on Record97

First FilingJan 31, 2001

Latest FilingFeb 4, 2026

🔒 Full AUM trend chart and 97 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PGIM, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.