RIA Intel›Advisers›Arizona›PFG ADVISORS, LLC

PFG ADVISORS, LLC

Advisory

N·PHOENIX, AZ

Data as of Mar 17, 2026 · Source: SEC Form ADV

Total AUM

$3.3B

1-Year AUM Growth

+32.1%

3-Year CAGR

+14.8%

Employees

86

Assets Under Management

Total AUM$3.3B

Discretionary AUM$2.8B

Non-Discretionary AUM$424M

Discretionary %87%

Total Clients7,586

Team

Total Employees86

Investment Advisers112

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record89

First FilingDec 19, 2014

Latest FilingMar 17, 2026

🔒 Full AUM trend chart and 89 historical filings spanning 12+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PFG ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.