RIA Intel›Advisers›Kansas›PERSONAL FINANCIAL GROUP

PERSONAL FINANCIAL GROUP

Advisory

N·OVERLAND PARK, KS

Data as of Jun 28, 2019 · Source: SEC Form ADV

Total AUM

$29M

1-Year AUM Growth

-92.7%

3-Year CAGR

-51.5%

Employees

6

Assets Under Management

Total AUM$29M

Discretionary AUM$29M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees6

Investment Advisers6

Employee Growth (1Y)—

Filing History

Total Filings on Record35

First FilingOct 9, 2009

Latest FilingJun 28, 2019

🔒 Full AUM trend chart and 35 historical filings spanning 10+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PERSONAL FINANCIAL GROUP

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.