RIA Intel›Advisers›Connecticut›PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

Advisory

N·BRIDGEPORT, CT

Data as of Sep 3, 2019 · Source: SEC Form ADV

Total AUM

$0

1-Year AUM Growth

+309.1%

3-Year CAGR

+49.5%

Employees

45

Assets Under Management

Total AUM$0

Discretionary AUM$0

Non-Discretionary AUM$0

Discretionary %—

Total Clients—

Team

Total Employees45

Investment Advisers550

Employee Growth (1Y)—

Filing History

Total Filings on Record66

First FilingApr 28, 2004

Latest FilingSep 3, 2019

🔒 Full AUM trend chart and 66 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PEOPLE'S SECURITIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.