RIA Intel›Advisers›Pennsylvania›PENN INVESTMENT ADVISORS, INC.

PENN INVESTMENT ADVISORS, INC.

Advisory

N·BALA CYNWYD, PA

Data as of Mar 30, 2023 · Source: SEC Form ADV

Total AUM

$574M

1-Year AUM Growth

-20.1%

3-Year CAGR

-1.6%

Employees

7

Assets Under Management

Total AUM$574M

Discretionary AUM$574M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees7

Investment Advisers9

Employee Growth (1Y)—

Filing History

Total Filings on Record42

First FilingSep 30, 2009

Latest FilingMar 30, 2023

🔒 Full AUM trend chart and 42 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PENN INVESTMENT ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.