RIA Intel›Advisers›Connecticut›PEMBERWICK INVESTMENT ADVISORS, LLC

PEMBERWICK INVESTMENT ADVISORS, LLC

Institutional

N·GREENWICH, CT

Data as of Mar 24, 2026 · Source: SEC Form ADV

Total AUM
$174M
1-Year AUM Growth
-15.7%
3-Year CAGR
-7.2%
Employees
2
Assets Under Management
Total AUM$174M
Discretionary AUM$174M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients1
Team
Total Employees2
Investment Advisers2
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record19
First FilingMay 14, 2009
Latest FilingMar 24, 2026
🔒 Full AUM trend chart and 19 historical filings spanning 17+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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