RIA Intel›Advisers›New York›PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Advisory

N·NEW YORK, NY

Data as of Jul 1, 2026 · Source: SEC Form ADV

Total AUM

$19.6B

1-Year AUM Growth

0.0%

3-Year CAGR

+3.9%

Employees

2,054

Assets Under Management

Total AUM$19.6B

Discretionary AUM$17.6B

Non-Discretionary AUM$1.9B

Discretionary %90.1%

Total Clients71,074

Team

Total Employees2,054

Investment Advisers2,073

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record166

First FilingMar 20, 2001

Latest FilingJul 1, 2026

🔒 Full AUM trend chart and 166 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PARK AVENUE SECURITIES LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.