RIA Intel›Advisers›Texas›PARATUS FINANCIAL, INC.

PARATUS FINANCIAL, INC.

Advisory

N·DALLAS, TX

Data as of Mar 24, 2026 · Source: SEC Form ADV

Total AUM

$757M

1-Year AUM Growth

+21.2%

3-Year CAGR

-26.0%

Employees

7

Assets Under Management

Total AUM$757M

Discretionary AUM$271M

Non-Discretionary AUM$486M

Discretionary %35.8%

Total Clients89

Team

Total Employees7

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record29

First FilingNov 22, 2004

Latest FilingMar 24, 2026

🔒 Full AUM trend chart and 29 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PARATUS FINANCIAL, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.