RIA Intel›Advisers›California›PACIFIC OAK CAPITAL ADVISORS, LLC

PACIFIC OAK CAPITAL ADVISORS, LLC

Advisory

N·COSTA MESA, CA

Data as of Mar 30, 2024 · Source: SEC Form ADV

Total AUM

$3.2B

1-Year AUM Growth

-13.1%

3-Year CAGR

-3.7%

Employees

9

Assets Under Management

Total AUM$3.2B

Discretionary AUM$0

Non-Discretionary AUM$3.2B

Discretionary %0%

Total Clients2

Team

Total Employees9

Investment Advisers11

Employee Growth (1Y)—

Filing History

Total Filings on Record13

First FilingJan 11, 2019

Latest FilingMar 30, 2024

🔒 Full AUM trend chart and 13 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PACIFIC OAK CAPITAL ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.