RIA Intel›Advisers›Arizona›OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Advisory

N·SCOTTSDALE, AZ

Data as of Jul 30, 2026 · Source: SEC Form ADV

Total AUM

$234.9B

1-Year AUM Growth

+220.1%

3-Year CAGR

+66.5%

Employees

7,143

Assets Under Management

Total AUM$234.9B

Discretionary AUM$161.0B

Non-Discretionary AUM$73.8B

Discretionary %68.6%

Total Clients574,829

Team

Total Employees7,143

Investment Advisers8,979

Employee Growth (1Y)+111.9%

Filing History

Total Filings on Record201

First FilingSep 6, 2006

Latest FilingJul 30, 2026

🔒 Full AUM trend chart and 201 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OSAIC WEALTH, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.