RIA Intel›Advisers›Connecticut›OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

Advisory

N·MERIDEN, CT

Data as of Feb 5, 2026 · Source: SEC Form ADV

Total AUM

$4.0B

1-Year AUM Growth

+28.9%

3-Year CAGR

+13.2%

Employees

446

Assets Under Management

Total AUM$4.0B

Discretionary AUM$1.1B

Non-Discretionary AUM$2.9B

Discretionary %63.2%

Total Clients7,211

Team

Total Employees446

Investment Advisers630

Employee Growth (1Y)-12.1%

Filing History

Total Filings on Record125

First FilingOct 6, 2006

Latest FilingFeb 5, 2026

🔒 Full AUM trend chart and 125 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OSAIC INSTITUTIONS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.