RIA Intel›Advisers›Indiana›OSAIC FS, INC.

OSAIC FS, INC.

Advisory

N·FORT WAYNE, IN

Data as of Nov 18, 2024 · Source: SEC Form ADV

Total AUM

$4.5B

1-Year AUM Growth

+13.7%

3-Year CAGR

+3.1%

Employees

337

Assets Under Management

Total AUM$4.5B

Discretionary AUM$1.2B

Non-Discretionary AUM$3.2B

Discretionary %27.7%

Total Clients21,454

Team

Total Employees337

Investment Advisers655

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record150

First FilingJan 30, 2001

Latest FilingNov 18, 2024

🔒 Full AUM trend chart and 150 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OSAIC FS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.