RIA Intel›Advisers›Indiana›OSAIC FA, INC.

OSAIC FA, INC.

Advisory

N·FORT WAYNE, IN

Data as of Nov 18, 2024 · Source: SEC Form ADV

Total AUM

$37.1B

1-Year AUM Growth

+13.9%

3-Year CAGR

+6.4%

Employees

940

Assets Under Management

Total AUM$37.1B

Discretionary AUM$10.0B

Non-Discretionary AUM$27.1B

Discretionary %27%

Total Clients103,063

Team

Total Employees940

Investment Advisers1,607

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record190

First FilingFeb 22, 2001

Latest FilingNov 18, 2024

🔒 Full AUM trend chart and 190 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OSAIC FA, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.