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OPTIMUM INVESTMENT ADVISORS, LLC

Advisory

N·CHICAGO, IL

Data as of Feb 8, 2024 · Source: SEC Form ADV

Total AUM

$322M

1-Year AUM Growth

+10.2%

3-Year CAGR

-13.9%

Employees

5

Assets Under Management

Total AUM$322M

Discretionary AUM$293M

Non-Discretionary AUM$28M

Discretionary %91.2%

Total Clients213

Team

Total Employees5

Investment Advisers5

Employee Growth (1Y)—

Filing History

Total Filings on Record63

First FilingFeb 5, 2001

Latest FilingFeb 8, 2024

🔒 Full AUM trend chart and 63 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OPTIMUM INVESTMENT ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.