RIA Intel›Advisers›California›OPTIMIZE FINANCIAL INC.

OPTIMIZE FINANCIAL INC.

Institutional

N·LAGUNA HILLS, CA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$222M

1-Year AUM Growth

+50.4%

3-Year CAGR

+14.7%

Employees

3

Assets Under Management

Total AUM$222M

Discretionary AUM$222M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients99

Team

Total Employees3

Investment Advisers8

Employee Growth (1Y)+150.0%

Filing History

Total Filings on Record15

First FilingSep 15, 2021

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 15 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OPTIMIZE FINANCIAL INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.