RIA Intel›Advisers›North Carolina›OPTIMAL PLANNING LLC

OPTIMAL PLANNING LLC

Advisory

CONCORD, NC

Data as of Mar 31, 2026 · Source: SEC Form ADV

Average account
$297K
across 146 accounts
AUM per adviser
$43M
1 adviser

Source: SEC Form ADV. Figures as filed Mar 31, 2026.

Total AUM
$43M
Discretionary %
94.1%
Clients
100
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$43M
Discretionary AUM$41M
Non-Discretionary AUM$3M
Discretionary %94.1%
Total Clients100
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InNC
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in NC

Closest by assets under management. All figures from Form ADV.

CADENCE WEALTH PARTNERS, LLC
CONCORD, NC
$43M
MOTT & ASSOCIATES INC
DAVIDSON, NC
$43M
+7.9% 1Y
HART INVESTMENT MANAGEMENT INC.
$43M
SQUARE 1 VENTURES, LLC
DURHAM, NC
$43M
WEST END PARTNERS, LLC
CHARLOTTE, NC
$43M
+42.1% 1Y
THOMPSON FINANCIAL SERVICES, INC.
STATESVILLE, NC
$44M

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