RIA Intel›Advisers›New York›OPAL WEALTH ADVISORS, LLC

OPAL WEALTH ADVISORS, LLC

Advisory

N·JERICHO, NY

Data as of Feb 1, 2026 · Source: SEC Form ADV

Total AUM

$1.2B

1-Year AUM Growth

+30.4%

3-Year CAGR

+20.4%

Employees

9

Assets Under Management

Total AUM$1.2B

Discretionary AUM$654M

Non-Discretionary AUM$585M

Discretionary %52.8%

Total Clients674

Team

Total Employees9

Investment Advisers20

Employee Growth (1Y)+33.3%

Filing History

Total Filings on Record25

First FilingOct 1, 2018

Latest FilingFeb 1, 2026

🔒 Full AUM trend chart and 25 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OPAL WEALTH ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.