RIA Intel›Advisers›California›OMEGA FINANCIAL GROUP, LLC

OMEGA FINANCIAL GROUP, LLC

Advisory

N·SANTA BARBARA, CA

Data as of Feb 19, 2026 · Source: SEC Form ADV

Total AUM

$552M

1-Year AUM Growth

+10.1%

3-Year CAGR

+11.0%

Employees

4

Assets Under Management

Total AUM$552M

Discretionary AUM$550M

Non-Discretionary AUM$2M

Discretionary %99.5%

Total Clients323

Team

Total Employees4

Investment Advisers6

Employee Growth (1Y)—

Filing History

Total Filings on Record30

First FilingApr 25, 2012

Latest FilingFeb 19, 2026

🔒 Full AUM trend chart and 30 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OMEGA FINANCIAL GROUP, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.