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OCTAGON FINANCIAL SERVICES INC

Advisory

N·MCLEAN, VA

Data as of Mar 31, 2025 · Source: SEC Form ADV

Total AUM

$1.4B

1-Year AUM Growth

+13.3%

3-Year CAGR

+1.9%

Employees

7

Assets Under Management

Total AUM$1.4B

Discretionary AUM$1.2B

Non-Discretionary AUM$189M

Discretionary %86%

Total Clients461

Team

Total Employees7

Investment Advisers24

Employee Growth (1Y)-30.0%

Filing History

Total Filings on Record45

First FilingJan 30, 2001

Latest FilingMar 31, 2025

🔒 Full AUM trend chart and 45 historical filings spanning 24+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OCTAGON FINANCIAL SERVICES INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.