RIA Intel›Advisers›California›OCEANIQ CAPITAL, LLC

OCEANIQ CAPITAL, LLC

Advisory

N·REDWOOD CITY, CA

Data as of Apr 24, 2026 · Source: SEC Form ADV

Total AUM

$334M

1-Year AUM Growth

0.0%

3-Year CAGR

+13.7%

Employees

4

Assets Under Management

Total AUM$334M

Discretionary AUM$299M

Non-Discretionary AUM$35M

Discretionary %89.5%

Total Clients297

Team

Total Employees4

Investment Advisers7

Employee Growth (1Y)—

Filing History

Total Filings on Record31

First FilingJun 20, 2013

Latest FilingApr 24, 2026

🔒 Full AUM trend chart and 31 historical filings spanning 13+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OCEANIQ CAPITAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.