RIA Intel›Advisers›New Hampshire›OAKES FINANCIAL SERVICES, INC.

OAKES FINANCIAL SERVICES, INC.

Advisory

Data as of Aug 1, 2023 · Source: SEC Form ADV

Average account

$470K

across 26 accounts

AUM per adviser

$12M

1 adviser

Source: SEC Form ADV. Figures as filed Aug 1, 2023.

Total AUM

$12M

Discretionary %

100%

Clients

26

Employees

1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management

Total AUM$12M

Discretionary AUM$12M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients26

Team

Total Employees1

Investment Advisers1

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InMA, NH

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

26 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in NH

Closest by assets under management. All figures from Form ADV.

HONORABLE FINANCIAL SERVICES, LLC

$12M

BREAKWATER ASSET MANAGEMENT, LLC

$13M

CLEARVIEW FINANCIAL STRATEGIES LLC

$13M

SAPARETO, FRANK V.

$11M

ADVISORS CAPITAL RESOURCE INC.

MANCHESTER, NH

$14M

-65.5% 1Y

IPIC, INC.

$14M

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