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OAK ROOT LLC

Advisory

N·

Data as of Feb 25, 2026 · Source: SEC Form ADV

Total AUM

$920M

1-Year AUM Growth

+16.7%

3-Year CAGR

-2.1%

Employees

2

Assets Under Management

Total AUM$920M

Discretionary AUM$909M

Non-Discretionary AUM$11M

Discretionary %98.8%

Total Clients16

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record18

First FilingJun 12, 2015

Latest FilingFeb 25, 2026

🔒 Full AUM trend chart and 18 historical filings spanning 11+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on OAK ROOT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.