RIA Intel›Advisers›Connecticut›O'SHAUGHNESSY ASSET MANAGEMENT, LLC

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Advisory

N·STAMFORD, CT

Data as of Dec 17, 2024 · Source: SEC Form ADV

Total AUM

$19.8B

1-Year AUM Growth

+57.8%

3-Year CAGR

+35.9%

Employees

53

Assets Under Management

Total AUM$19.8B

Discretionary AUM$19.8B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients11,156

Team

Total Employees53

Investment Advisers103

Employee Growth (1Y)+17.5%

Filing History

Total Filings on Record64

First FilingJul 11, 2007

Latest FilingDec 17, 2024

🔒 Full AUM trend chart and 64 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.