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O'BRIEN AND ASSOCIATES, INC.

Advisory

IA

Data as of Jan 12, 2026 · Source: SEC Form ADV

Rank in IA
#142
of 154 advisers by AUM
Average account
$195K
across 253 accounts
AUM per adviser
$49M
1 adviser

Source: SEC Form ADV. Figures as filed Jan 12, 2026.

Total AUM
$49M
Discretionary %
0%
Clients
83
Employees
2

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$49M
Discretionary AUM$0
Non-Discretionary AUM$49M
Discretionary %0%
Total Clients83
Team
Total Employees2
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureCorporation
Fiscal Year EndDecember
Operates InIA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in IA

Closest by assets under management. All figures from Form ADV.

BALANCED INVESTMENT ADVISORS, LLC
CEDAR RAPIDS,, IA
$49M
LUNDQUIST, SCHILTZ AND ASSOCIATES, INC.
DES MOINES, IA
$49M
-3.2% 1Y
UNCOMMON WEALTH PARTNERS, LLC
ANKENY, IA
$47M
HART WEALTH MANAGEMENT LLC
WEST DES MOINES, IA
$46M
PENN ADVISORY GROUP INC.
MOUNT VERNON, IA
$53M
HJN ADVISORS, LLP
DES MOINES, IA
$45M
-64.8% 1Y

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