NWAM, LLC

Advisory

N·MERCER ISLAND, WA

Data as of Feb 25, 2026 · Source: SEC Form ADV

Total AUM

$3.6B

1-Year AUM Growth

+10.3%

3-Year CAGR

+3.7%

Employees

38

Assets Under Management

Total AUM$3.6B

Discretionary AUM$2.7B

Non-Discretionary AUM$861M

Discretionary %76.1%

Total Clients3,032

Team

Total Employees38

Investment Advisers54

Employee Growth (1Y)-20.8%

Filing History

Total Filings on Record103

First FilingJul 29, 2008

Latest FilingFeb 25, 2026

🔒 Full AUM trend chart and 103 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NWAM, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.