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NTB FINANCIAL CORPORATION

Advisory

N·CENTENNIAL, CO

Data as of Dec 21, 2022 · Source: SEC Form ADV

Total AUM

$250M

1-Year AUM Growth

-7.0%

3-Year CAGR

+4.9%

Employees

13

Assets Under Management

Total AUM$250M

Discretionary AUM$243M

Non-Discretionary AUM$7M

Discretionary %97.1%

Total Clients—

Team

Total Employees13

Investment Advisers58

Employee Growth (1Y)—

Filing History

Total Filings on Record50

First FilingDec 21, 2005

Latest FilingDec 21, 2022

🔒 Full AUM trend chart and 50 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NTB FINANCIAL CORPORATION

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.