RIA Intel›Advisers›Maryland›NOVAK FINANCIAL PLANNING LLC

NOVAK FINANCIAL PLANNING LLC

Advisory

N·BEL AIR, MD

Data as of Mar 25, 2021 · Source: SEC Form ADV

Total AUM

$349M

1-Year AUM Growth

+10.7%

3-Year CAGR

+12.9%

Employees

2

Assets Under Management

Total AUM$349M

Discretionary AUM$325M

Non-Discretionary AUM$25M

Discretionary %93%

Total Clients—

Team

Total Employees2

Investment Advisers5

Employee Growth (1Y)—

Filing History

Total Filings on Record33

First FilingMar 30, 2001

Latest FilingMar 25, 2021

🔒 Full AUM trend chart and 33 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NOVAK FINANCIAL PLANNING LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.