RIA Intel›Advisers›California›NORTON, DALE FRANKLIN JR

NORTON, DALE FRANKLIN JR

Advisory

CA

Data as of Jun 23, 2026 · Source: SEC Form ADV

Rank in CA

#5,323

of 5,480 advisers by AUM

Average account

$12K

across 55 accounts

AUM per adviser

$674K

1 advisers

Source: SEC Form ADV. Figures as filed Jun 23, 2026.

Total AUM

$674K

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$674K

Discretionary AUM$674K

Non-Discretionary AUM$0

Discretionary %100%

Total Clients55

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureSole Proprietorship

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

55 clients

2 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

OPTURA ADVISORS, INC.

$671K

KEVIN AND MELISSA LLC

$664K

ROCKY PEAK CAPITAL MANAGEMENT, LLC

$664K

UPSIDE FINANCIAL, LLC

SAN FRANCISCO, CA

$663K

AURA FINANCE, INC.

$685K

APTOS CAPITAL LLC

$686K

Get the full picture on NORTON, DALE FRANKLIN JR

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track NORTON, DALE FRANKLIN JR and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans