RIA Intel›Advisers›Wisconsin›NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Advisory

N·MILWAUKEE, WI

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$0

1-Year AUM Growth

+28.6%

3-Year CAGR

+35.8%

Employees

15

Assets Under Management

Total AUM$0

Discretionary AUM$0

Non-Discretionary AUM$0

Discretionary %—

Total Clients—

Team

Total Employees15

Investment Advisers2,294

Employee Growth (1Y)—

Filing History

Total Filings on Record98

First FilingJan 31, 2001

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 98 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.