RIA Intel›Advisers›Minnesota›NORTHROCK PARTNERS, LLC

NORTHROCK PARTNERS, LLC

Advisory

N·MINNEAPOLIS, MN

Data as of Jul 13, 2026 · Source: SEC Form ADV

Total AUM

$12.2B

1-Year AUM Growth

+38.3%

3-Year CAGR

+21.1%

Employees

91

Assets Under Management

Total AUM$12.2B

Discretionary AUM$11.5B

Non-Discretionary AUM$660M

Discretionary %94.6%

Total Clients2,698

Team

Total Employees91

Investment Advisers233

Employee Growth (1Y)+44.4%

Private Funds

Number of Private Funds1

🔒 Fund-level details including strategies, gross assets, and individual fund records

Filing History

Total Filings on Record57

First FilingJun 5, 2013

Latest FilingJul 13, 2026

🔒 Full AUM trend chart and 57 historical filings spanning 13+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NORTHROCK PARTNERS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.