RIA Intel›Advisers›Arizona›NORTHROCK INVESTMENTS, PLLC

NORTHROCK INVESTMENTS, PLLC

Advisory

AZ

Data as of Jan 27, 2026 · Source: SEC Form ADV

Average account

$247K

across 81 accounts

AUM per adviser

$20M

1 advisers

Source: SEC Form ADV. Figures as filed Jan 27, 2026.

Total AUM

$20M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$20M

Discretionary AUM$20M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients81

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureOther (specify)

Fiscal Year EndDecember

Operates InAZ

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

81 clients

8 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in AZ

Closest by assets under management. All figures from Form ADV.

TAYLOR FRIGON FAMILY OFFICE, LLC

$20M

SELEZNOV CAPITAL ADVISORS LLC

$20M

PREDICATE INVESTMENT ADVISORS, LLC

$20M

VISION FINANCIAL SERVICES, INC

$20M

COX ADVISORS, LLC

$20M

PINNACLE FINANCIAL FREEDOM LLC

$20M

Get the full picture on NORTHROCK INVESTMENTS, PLLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track NORTHROCK INVESTMENTS, PLLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans