RIA Intel›Advisers›Minnesota›NORTHLAND SECURITIES, INC.

NORTHLAND SECURITIES, INC.

Advisory

N·MINNEAPOLIS, MN

Data as of Mar 27, 2026 · Source: SEC Form ADV

Total AUM

$405M

1-Year AUM Growth

+52.1%

3-Year CAGR

+23.0%

Employees

22

Assets Under Management

Total AUM$405M

Discretionary AUM$387M

Non-Discretionary AUM$18M

Discretionary %95.5%

Total Clients785

Team

Total Employees22

Investment Advisers22

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record47

First FilingApr 25, 2008

Latest FilingMar 27, 2026

🔒 Full AUM trend chart and 47 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NORTHLAND SECURITIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.