RIA Intel›Advisers›Connecticut›NORTHERN SHIPPING FUND MANAGEMENT LLC

NORTHERN SHIPPING FUND MANAGEMENT LLC

Advisory

N·STAMFORD, CT

Data as of Mar 30, 2022 · Source: SEC Form ADV

Total AUM

$808M

1-Year AUM Growth

-15.3%

3-Year CAGR

-4.9%

Employees

7

Assets Under Management

Total AUM$808M

Discretionary AUM$793M

Non-Discretionary AUM$15M

Discretionary %98.1%

Total Clients—

Team

Total Employees7

Investment Advisers14

Employee Growth (1Y)—

Filing History

Total Filings on Record6

First FilingMar 30, 2020

Latest FilingMar 30, 2022

🔒 Full AUM trend chart and 6 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NORTHERN SHIPPING FUND MANAGEMENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.