RIA Intel›Advisers›Washington›NORTHERN LIGHTS CAPITAL GROUP, LLC

NORTHERN LIGHTS CAPITAL GROUP, LLC

Advisory

N·TACOMA, WA

Data as of Sep 19, 2023 · Source: SEC Form ADV

Total AUM
$404M
1-Year AUM Growth
-3.5%
3-Year CAGR
+10.1%
Employees
2
Assets Under Management
Total AUM$404M
Discretionary AUM$0
Non-Discretionary AUM$404M
Discretionary %0%
Total Clients—
Team
Total Employees2
Investment Advisers15
Employee Growth (1Y)—
Filing History
Total Filings on Record28
First FilingMay 23, 2011
Latest FilingSep 19, 2023
🔒 Full AUM trend chart and 28 historical filings spanning 12+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on NORTHERN LIGHTS CAPITAL GROUP, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →