RIA Intel›Advisers›Massachusetts›NORTHERN CAPITAL SECURITIES CORPORATION

NORTHERN CAPITAL SECURITIES CORPORATION

Advisory

NORTH ANDOVER, MA

Data as of Jan 7, 2026 · Source: SEC Form ADV

Total AUM

$0

1-Year AUM Growth

—

3-Year CAGR

—

Employees

15

Assets Under Management

Total AUM$0

Discretionary AUM$0

Non-Discretionary AUM$0

Discretionary %—

Total Clients—

Team

Total Employees15

Investment Advisers6

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndOctober

Operates InMA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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