RIA Intel›Advisers›California›NORTHBAY FINANCIAL GROUP, INC.

NORTHBAY FINANCIAL GROUP, INC.

Advisory

ROHNERT PARK, CA

Data as of Nov 21, 2025 · Source: SEC Form ADV

Rank in CA

#4,856

of 5,480 advisers by AUM

Average account

$125K

across 49 accounts

AUM per adviser

$6M

1 advisers

Source: SEC Form ADV. Figures as filed Nov 21, 2025.

Total AUM

$6M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$6M

Discretionary AUM$4M

Non-Discretionary AUM$2M

Discretionary %65.3%

Total Clients31

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndAugust

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

31 clients

The full client-type breakdown and the share of AUM each category represents.

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