RIA Intel›Advisers›Maine›NORTH HAVEN FINANCIAL LLC

NORTH HAVEN FINANCIAL LLC

Advisory

ME

Data as of Aug 25, 2026 · Source: SEC Form ADV

Average account
$282K
across 129 accounts
AUM per adviser
$18M
2 advisers

Source: SEC Form ADV. Figures as filed Aug 25, 2026.

Total AUM
$36M
Discretionary %
100%
Clients
33
Employees
2

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$36M
Discretionary AUM$36M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients33
Team
Total Employees2
Investment Advisers2
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InCT, ME, TX
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in ME

Closest by assets under management. All figures from Form ADV.

AZIMUTH CAPITAL MANAGEMENT, LLC
WINTHROP, ME
$36M
O'BRIEN ASSET MANAGEMENT LLC
$34M
ABLE MONEY LLC
$39M
BLACK BROOK FINANCIAL PLANNING, LLC
$39M
TD BANKNORTH, N.A.
PORTLAND, ME
$40M
0.0% 1Y
SMI MANAGEMENT & RESEARCH LLC
DAMARISCOTTA, ME
$40M
+5.3% 1Y

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