RIA Intel›Advisers›Utah›NORTH CAPITAL, INC.

NORTH CAPITAL, INC.

Advisory

N·SALT LAKE CITY, UT

Data as of Jun 14, 2024 · Source: SEC Form ADV

Total AUM

$293M

1-Year AUM Growth

-3.5%

3-Year CAGR

+5.0%

Employees

6

Assets Under Management

Total AUM$293M

Discretionary AUM$260M

Non-Discretionary AUM$32M

Discretionary %89%

Total Clients180

Team

Total Employees6

Investment Advisers12

Employee Growth (1Y)-14.3%

Filing History

Total Filings on Record28

First FilingJan 31, 2009

Latest FilingJun 14, 2024

🔒 Full AUM trend chart and 28 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NORTH CAPITAL, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.