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NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

Institutional

N·PHILADELPHIA, PA

Data as of Jul 29, 2026 · Source: SEC Form ADV

Total AUM

$144.0B

1-Year AUM Growth

-0.5%

3-Year CAGR

+2.1%

Employees

219

Assets Under Management

Total AUM$144.0B

Discretionary AUM$144.0B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients316

Team

Total Employees219

Investment Advisers778

Employee Growth (1Y)+16.7%

Private Funds

Number of Private Funds3

🔒 Fund-level details including strategies, gross assets, and individual fund records

Filing History

Total Filings on Record76

First FilingJan 22, 2001

Latest FilingJul 29, 2026

🔒 Full AUM trend chart and 76 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.