RIA Intel›Advisers›New York›NOMURA CAPITAL MANAGEMENT LLC

NOMURA CAPITAL MANAGEMENT LLC

Fund Manager

N·NEW YORK, NY

Data as of Jan 20, 2026 · Source: SEC Form ADV

Total AUM
$384M
1-Year AUM Growth
+318.2%
3-Year CAGR
+65.0%
Employees
10
Assets Under Management
Total AUM$384M
Discretionary AUM$384M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients3
Team
Total Employees10
Investment Advisers33
Employee Growth (1Y)+120.0%
Private Funds
Number of Private Funds1
🔒 Fund-level details including strategies, gross assets, and individual fund records
Sign up free to view →
Filing History
Total Filings on Record8
First FilingDec 14, 2022
Latest FilingJan 20, 2026
🔒 Full AUM trend chart and 8 historical filings spanning 4+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on NOMURA CAPITAL MANAGEMENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →