RIA Intel›Advisers›New York›NOMURA ASSET MANAGEMENT U.S.A. INC

NOMURA ASSET MANAGEMENT U.S.A. INC

Institutional

N·NEW YORK, NY

Data as of Jan 20, 2026 · Source: SEC Form ADV

Total AUM

$576M

1-Year AUM Growth

+22.4%

3-Year CAGR

+12.4%

Employees

7

Assets Under Management

Total AUM$576M

Discretionary AUM$576M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients4

Team

Total Employees7

Investment Advisers25

Employee Growth (1Y)-14.3%

Filing History

Total Filings on Record71

First FilingApr 30, 2001

Latest FilingJan 20, 2026

🔒 Full AUM trend chart and 71 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NOMURA ASSET MANAGEMENT U.S.A. INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.